Real Exam Questions/Answers of Series-7

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Series-7 - Series 7 - Dump Information

Vendor Name : Financial
Exam Code : Series-7
Exam Name : Series 7
Questions and Answers : 10 Q & A
Updated On : March 23, 2017
PDF Download Mirror : Series-7 Brain Dump
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UGMA stands for .

  1. Uniform Grant to Minors Act

  2. Uniform Grant to Minorities Act

  3. Uniform Gift to Minors Act

  4. Uniform Gift to Minorities Act

Answer: C


For the New York Stock Exchange, a company must have at least _ million

A. 1.0, 2000, 150

B. 1.0, 3000, 100

C. 1.1, 2000, 100

D. 1.1, 3000, 150

Answer: C


is shorthand for regular way settlement.

  1. T + 3

  2. S + 2 C. Z + 1.5 D. N + 3.5

Answer: A


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